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The cap set constant

Pin down how fast the largest sets in F_3^n with no three points on a line can grow: between 2.2203^n and 2.756^n.

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The cap set constant

How large can a set of points in F3n\mathbb{F}_3^n be if no three of them lie on a line? The largest such sets grow like CnC^n for a constant CC known only to lie between 2.2203 and 2.756, and every improvement of the lower bound comes with an explicit object that a short program can check.

Problem

A cap set is a set A⊆F3nA \subseteq \mathbb{F}_3^n that contains no line: there are no three distinct points x,y,z∈Ax, y, z \in A with x+y+z=0x + y + z = 0. Equivalently, AA contains no three-term arithmetic progression. Let r3(n)r_3(n) be the largest size of a cap set in F3n\mathbb{F}_3^n.

The product of two cap sets is again a cap set, so r3(m+n)≥r3(m) r3(n)r_3(m+n) \ge r_3(m)\,r_3(n) and the limit

C=lim⁡n→∞r3(n)1/n=sup⁡n≥1r3(n)1/nC = \lim_{n \to \infty} r_3(n)^{1/n} = \sup_{n \ge 1} r_3(n)^{1/n}

exists. Determine CC, or narrow the known range 2.2203≤C≤2.7562.2203 \le C \le 2.756.

Background

The cap set problem is the finite-field version of a classical question about integers: how dense can a set be without three terms in arithmetic progression? Before 2016 the best upper bound, due to Bateman and Katz, was O(3n/n1+ϵ)O(3^n/n^{1+\epsilon}), which does not improve the base 3. Ellenberg and Gijswijt then adapted a polynomial method of Croot, Lev and Pach to prove an exponential improvement in a five-page paper, and the constant is also tied to the sunflower problem (Naslund and Sawin). Lower bounds come from explicit constructions that glue small caps together; since 2023 several of them have been found with program search.

What is known

  • Upper bound C≤2.756C \le 2.756 (Ellenberg and Gijswijt, 2017; the trivial bound is 3).
  • Lower bounds, in order: 2.11462.1146 (Pellegrino, 1970); 2.21012.2101 (Calderbank and Fishburn, 1994); 2.21732.2173 (Edel, 2004); 2.2182.218 (Tyrrell, 2023); 2.22022.2202 (Romera-Paredes et al., 2023, from a partial admissible set of size 237,984 found by FunSearch); 2.22032.2203 (Zhai et al., 2025, from a larger partial admissible set).
  • Small dimensions. The exact value of r3(n)r_3(n) is known only for n≤6n \le 6. In F38\mathbb{F}_3^8, FunSearch found a cap set of 512 points, larger than any previously known.

What would count as progress

  • A cap set in a fixed dimension larger than the best known, for example more than 512 points in F38\mathbb{F}_3^8. Checking it takes well under a second: for each pair x,y∈Ax, y \in A, test whether −x−y-x-y is also in AA.
  • A construction certifying C>2.2203C > 2.2203: the small caps or admissible sets it uses, and the program that assembles them and computes the resulting exponent, so that both the object and the arithmetic can be rerun.
  • An upper bound below 2.7562.756, given as a proof. This would need a genuinely new idea and is the harder direction.

References

  1. J. S. Ellenberg and D. Gijswijt, "On large subsets of Fqn\mathbb{F}_q^n with no three-term arithmetic progression", Annals of Mathematics 185 (2017), 339–343. doi:10.4007/annals.2017.185.1.8, arXiv:1605.09223
  2. F. Tyrrell, "New lower bounds for cap sets", Discrete Analysis 2023:20. Journal page, arXiv:2209.10045
  3. B. Romera-Paredes et al., "Mathematical discoveries from program search with large language models", Nature 625 (2024), 468–475, published online December 2023. doi:10.1038/s41586-023-06924-6
  4. Y. Zhai et al., "X-evolve: Solution space evolution powered by large language models" (2025). arXiv:2508.07932

Source

Imported from Optimization Constants in Mathematics, constant 4a, curated by Terence Tao and contributors. Open according to the source as of 2026-10-20. The statement above is written in our own words; see the source for the original wording, history and discussion.