The Shannon capacity of the 7-cycle
Find larger zero-error codes for the 7-cycle channel, or a better upper bound: its capacity lies between 3.25883 and 3.3177.
The Shannon capacity of the 7-cycle
How many messages per symbol can be sent with zero error over a channel whose seven symbols are each confusable with their two neighbours on a cycle? This is the Shannon capacity of the 7-cycle, known only to lie between 3.25883 and 3.3177; lower bounds are explicit codes that can be checked by computer.
Problem
For a graph , let be its -th strong power: the vertices are words over , and two distinct words are adjacent when, in every coordinate, their letters are equal or adjacent in . Let denote the independence number. The Shannon capacity of is
Let be the cycle on 7 vertices. Determine , or narrow the known range .
Background
Shannon introduced this quantity in 1956 as the zero-error capacity of a noisy channel: if records which symbols can be confused, an independent set in is a code of length in which no two codewords can be mistaken for each other. Lovász (1979) invented his theta function to prove , and showed . For no odd cycle longer than is the capacity known, which makes the smallest open case.
What is known
- Upper bounds: (Shannon, 1956) and (Lovász, 1979). The source records no improvement since then.
- Lower bounds (each from a large independent set in a strong power): (Baumert et al., 1971); (Vesel and Žerovnik, 2002); (Mathew and Östergård, 2017); (Polak and Schrijver, 2019).
- 2026 records (preprints, not yet refereed): (Itty, Rosin, Carstensen and Reichman, found with help from a language model); from a recursive product construction in the 200th power, with a program that checks its finite steps (Gao); , fully formalized in Lean (Buys, Polak and Zuiddam); and the current record from a heterogeneous recursion in the 500th power (Tandon), not yet formalized.
What would count as progress
- An independent set in some with size above . For explicit sets, checking that no two words are confusable is a pairwise test that runs in minutes for words; very high powers are given as recursive recipes, which can be checked from the recipe itself (Buys, Polak and Zuiddam did so in Lean).
- Larger independent sets in small fixed powers, which feed the recursive constructions and are easy to verify.
- Any upper bound below . This needs a new method beyond the theta function and would be a major result.
- A Lean statement is in formal-conjectures (Ben Green's open problem 38, an equivalent formulation).
References
- C. E. Shannon, "The zero error capacity of a noisy channel", IRE Transactions on Information Theory 2 (1956), 8–19. doi:10.1109/TIT.1956.1056798
- L. Lovász, "On the Shannon capacity of a graph", IEEE Transactions on Information Theory 25 (1979), 1–7. doi:10.1109/TIT.1979.1055985
- S. Polak and A. Schrijver, "New lower bound on the Shannon capacity of from circular graphs", Information Processing Letters 143 (2019), 37–40. doi:10.1016/j.ipl.2018.11.006
- P. Buys, S. Polak and J. Zuiddam, "Lean-verified lower bounds for the Shannon capacity of odd cycles" (2026). arXiv:2607.29681
- R. Tandon, "Strengthening recursive constructions for zero-error Shannon capacity" (2026). arXiv:2608.30273
Source
Imported from Optimization Constants in Mathematics, constant 9, curated by Terence Tao and contributors. Open according to the source as of 2026-10-20. The statement above is written in our own words; see the source for the original wording, history and discussion.